SEC Filings

Form S-4/A
TIME WARNER INC. filed this Form S-4/A on 03/24/2000
Document Outline
Entire Document (1508.1 KB)
Subdocument 1 - S-4/A - AMENDMENT NO. 1 TO FORM S-4
Page 1 - SECURITIES AND EXCHANGE COMMISSION
Page 2 - A MERGER PROPOSAL--YOUR VOTE IS VERY IMPORTANT
Page 3 - ADDITIONAL INFORMATION
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - TABLE OF CONTENTS
Page 8 - N/A
Page 9 - QUESTIONS AND ANSWERS ABOUT THE MERGER
Page 10 - N/A
Page 11 - N/A
Page 12 - SUMMARY OF THE JOINT PROXY STATEMENT-PROSPECTUS
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - BEFORE THE MERGER
Page 17 - N/A
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - Statement of Operations Da-
Page 22 - N/A
Page 23 - TIME WARNER
Page 24 - N/A
Page 25 - N/A
Page 26 - TIME WARNER ENTERTAINMENT GROUP
Page 27 - N/A
Page 28 - Statement of Operations Data:
Page 29 - UNAUDITED COMPARATIVE PER SHARE INFORMATION
Page 30 - RISK FACTORS
Page 31 - N/A
Page 32 - THE SPECIAL MEETINGS
Page 33 - N/A
Page 34 - N/A
Page 35 - N/A
Page 36 - THE MERGER
Page 37 - N/A
Page 38 - N/A
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Page 70 - N/A
Page 71 - Section 262 of the Delaware General Corporation Law, a copy of which is
Page 72 - N/A
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Page 85 - N/A
Page 86 - N/A
Page 87 - N/A
Page 88 - PRO FORMA CONSOLIDATED CONDENSED FINANCIAL STATEMENTS
Page 89 - N/A
Page 90 - N/A
Page 91 - PRO FORMA CONSOLIDATED CONDENSED BALANCE SHEET
Page 92 - N/A
Page 93 - N/A
Page 94 - PRO FORMA CONSOLIDATED CONDENSED STATEMENT OF OPERATIONS
Page 95 - PRO FORMA CONSOLIDATED CONDENSED STATEMENT OF OPERATIONS
Page 96 - N/A
Page 97 - NOTES TO THE PRO FORMA CONSOLIDATED CONDENSED STATEMENTS
Page 98 - PRO FORMA CONSOLIDATED CONDENSED STATEMENT OF OPERATIONS
Page 99 - N/A
Page 100 - DESCRIPTION OF AOL TIME WARNER CAPITAL STOCK
Page 101 - N/A
Page 102 - N/A
Page 103 - N/A
Page 104 - N/A
Page 105 - N/A
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Page 133 - N/A
Page 134 - N/A
Page 135 - N/A
Page 136 - N/A
Page 137 - BUSINESS RELATIONSHIPS BETWEEN AMERICA ONLINE AND TIME WARNER
Page 138 - LEGAL MATTERS
Page 139 - WHERE YOU CAN FIND MORE INFORMATION
Page 140 - N/A
Page 141 - STATEMENTS REGARDING FORWARD-LOOKING INFORMATION
Page 142 - N/A
Page 143 - ANNEX A
Page 144 - TABLE OF CONTENTS
Page 145 - ARTICLE V
Page 146 - ARTICLE VI
Page 147 - ARTICLE VIII
Page 148 - LIST OF EXHIBITS
Page 149 - N/A
Page 150 - ARTICLE I
Page 151 - N/A
Page 152 - Section 2.10) shall be converted into the right to receive fully paid and
Page 153 - N/A
Page 154 - Section 4.2(b)), in any award agreement or in such option by reason of this
Page 155 - Section 2.7.
Page 156 - Section 422 of the Code, the option price, the number of shares subject to such
Page 157 - ARTICLE III
Page 158 - Section 3.5 and any dividends or other distributions to which such holder is
Page 159 - N/A
Page 160 - Section 9.11(i)) is a corporation or other organization duly organized, validly
Page 161 - Section 4.1(b) of the America Online Disclosure Schedule, since January 5, 2000
Page 162 - N/A
Page 163 - Section 5.1, (C) liabilities for Taxes (as defined in Section 4.1(m)) or (D)
Page 164 - N/A
Page 165 - N/A
Page 166 - N/A
Page 167 - N/A
Page 168 - Section 4.2(b)(i) of the Time Warner Disclosure Schedule, since November 30,
Page 169 - N/A
Page 170 - Section 203 of the DGCL and Article V of the Restated Certificate of
Page 171 - N/A
Page 172 - N/A
Page 173 - ARTICLE V
Page 174 - N/A
Page 175 - N/A
Page 176 - N/A
Page 177 - N/A
Page 178 - N/A
Page 179 - ARTICLE VI
Page 180 - Section 6.1(b)), may amend or supplement the Joint Proxy Statement/Prospectus
Page 181 - Section 8.2(c)) has been made and not rescinded, such action or statement shall
Page 182 - N/A
Page 183 - N/A
Page 184 - N/A
Page 185 - Section 6.5. Nothing in this Section 6.5 shall (x) permit America Online or
Page 186 - N/A
Page 187 - Section 6.7(b) shall not be terminated or modified in such a manner as to
Page 188 - ARTICLE VII
Page 189 - Section 6.4 has been the cause of, or shall have resulted in, the failure to
Page 190 - N/A
Page 191 - Section 6.1(a);
Page 192 - Section 4.1(k), Section 4.2(k), the second sentence of Section 6.3, Section
Page 193 - Section 8.2(b). If America Online or Time Warner shall terminate this Agreement
Page 194 - N/A
Page 195 - Section 6.7 (which is intended to be for the benefit of the Persons covered
Page 196 - N/A
Page 197 - N/A
Page 198 - ANNEX B
Page 199 - N/A
Page 200 - Section 1.2 and any filing fees and other expenses arising from the performance
Page 201 - ARTICLE II
Page 202 - ARTICLE IV
Page 203 - ARTICLE V
Page 204 - N/A
Page 205 - ARTICLE VI
Page 206 - N/A
Page 207 - N/A
Page 208 - N/A
Page 209 - N/A
Page 210 - ANNEX C
Page 211 - N/A
Page 212 - Section 1.2 and any filing fees and other expenses arising from the performance
Page 213 - ARTICLE II
Page 214 - Section 4.1. Issuer may withdraw any registration under the Securities Act that
Page 215 - ARTICLE V
Page 216 - N/A
Page 217 - ARTICLE VI
Page 218 - N/A
Page 219 - N/A
Page 220 - N/A
Page 221 - N/A
Page 222 - ANNEX D
Page 223 - ARTICLE II
Page 224 - ARTICLE IV
Page 225 - N/A
Page 226 - N/A
Page 227 - ANNEX E
Page 228 - N/A
Page 229 - ANNEX F
Page 230 - N/A
Page 231 - N/A
Page 232 - SECTION 1. The total number of shares of all classes of stock which the
Page 233 - SECTION 4. (a) Each holder of Common Stock, as such, shall be entitled to
Page 234 - Section 5; provided, however, that if shares of stock of such class or
Page 235 - SECTION 1. Except as otherwise fixed by or pursuant to the provisions of
Page 236 - Section 5 of Article IV, of this Restated Certificate of Incorporation. Subject
Page 237 - SECTION 1. Registered Office. The registered office of AOL TIME WARNER INC.
Page 238 - SECTION 5. Quorum. Except as otherwise provided by law or by the
Page 239 - SECTION 8. List of Stockholders. It shall be the duty of the Secretary or
Page 240 - SECTION 1. General Powers. The business and affairs of the Corporation shall
Page 241 - Section 3 to the contrary, in the event that the number of directors to be
Page 242 - SECTION 7. Special Meetings. Special meetings of the Board shall be held
Page 243 - Section 14 shall preclude any director from serving the Corporation or any of
Page 244 - SECTION 2. Procedure; Meetings; Quorum. Regular meetings of committees of
Page 245 - SECTION 1. Number; Term of Office. The officers of the Corporation shall be
Page 246 - SECTION 7. Vice Chairman. The Vice Chairman shall, when requested, counsel
Page 247 - SECTION 1. Right to Indemnification. The Corporation, to the fullest extent
Page 248 - N/A
Page 249 - N/A
Page 250 - SECTION 5. Severability. If any provision or provisions of this Article VI
Page 251 - SECTION 1. Certificates for Shares. The shares of stock of the Corporation
Page 252 - SECTION 4. Lost, Destroyed and Mutilated Certificates. The holder of any
Page 253 - SECTION 1. Execution of Documents. The Board or any committee thereof shall
Page 254 - SECTION 4. Proxies in Respect of Stock or Other Securities of Other
Page 255 - Section 262. Appraisal Rights.
Page 256 - N/A
Page 257 - N/A
Page 258 - N/A
Page 259 - Item 20. Indemnification of Directors and Officers.
Page 260 - N/A
Page 261 - Item 22. Undertakings
Page 262 - N/A
Page 263 - SIGNATURES
Page 264 - EXHIBIT INDEX
Page 265 - N/A
Subdocument 2 - EX-3.3 - CERTIFICATE OF DESIGNATION OF SERIES LMC
Page 1 - EXHIBIT 3.3
Page 2 - Section 2.4(a), together with any rights associated generally with the shares of
Page 3 - Section 3.5.
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - Section 2.4(a) shall become effective retroactively immediately after the
Page 9 - N/A
Page 10 - N/A
Page 11 - N/A
Page 12 - Section 2.4 and this Section 3 (based on (i) the election, if any, made in
Page 13 - Section 3.6.
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - Section 6.1 shall continue to be in effect with respect to any shares of this
Page 18 - N/A
Page 19 - N/A
Subdocument 3 - EX-3.4 - CERTIFICATE OF DESIGNATION OF SERIES LMCN-V
Page 1 - EXHIBIT 3.4
Page 2 - Section 2.4(a), together with any rights associated generally with the shares of
Page 3 - Section 3.5.
Page 4 - N/A
Page 5 - N/A
Page 6 - N/A
Page 7 - N/A
Page 8 - Section 2.4(a) shall become effective retroactively immediately after the
Page 9 - N/A
Page 10 - Section 2.1).
Page 11 - N/A
Page 12 - N/A
Page 13 - Section 3.6.
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - Section 6.1 shall continue to be in effect with respect to any shares of this
Page 18 - N/A
Page 19 - N/A
Subdocument 4 - EX-3.5 - CERTIFICATE OF DESIGNATION OF SERIES E
Page 1 - EXHIBIT 3.5
Page 2 - N/A
Page 3 - Section 3.5 hereof.
Page 4 - Section 2.1 hereof.
Page 5 - Section 13(e) of the Exchange Act or is made pursuant to an offer made available
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - Section 2.3, anything in Section 3 to the contrary notwithstanding, no
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - Section 3.6(a) shall become effective retroactively immediately after
Page 17 - Section 1.5(a) and Section 1.5(b), the greatest of the fractions
Page 18 - N/A
Page 19 - N/A
Page 20 - N/A
Page 21 - Section 3.7 shall apply similarly to successive consolidations, mergers, sales
Page 22 - N/A
Page 23 - N/A
Page 24 - Section 3.3) and (B) equal to accrued and unpaid dividends to the
Page 25 - N/A
Page 26 - N/A
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
Page 31 - N/A
Page 32 - N/A
Page 33 - N/A
Subdocument 5 - EX-3.6 - CERTIFICATE OF DESIGNATION OF SERIES F
Page 1 - EXHIBIT 3.6
Page 2 - N/A
Page 3 - Section 3.5 hereof.
Page 4 - Section 2.1 hereof.
Page 5 - Section 2.2 hereof, to any stock that is Parity Stock in respect of dividend
Page 6 - N/A
Page 7 - Section 3.5 hereof.
Page 8 - N/A
Page 9 - N/A
Page 10 - Section 2.3, anything in Section 3 to the contrary notwithstanding, no
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - N/A
Page 17 - N/A
Page 18 - Section 3, the Corporation shall not be required to make any adjustment of
Page 19 - Section 3.6, and the provisions of Sections 3.1 through 3.5 and 3.7 through
Page 20 - Section 1.12) as constituted immediately prior to the merger, consolidation or
Page 21 - N/A
Page 22 - Section 4.1(b)(i), any part) of the outstanding shares of this Series. The
Page 23 - N/A
Page 24 - N/A
Page 25 - N/A
Page 26 - N/A
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
Page 31 - N/A
Page 32 - N/A
Subdocument 6 - EX-3.7 - CERTIFICATE OF DESIGNATION OF SERIES I
Page 1 - OF
Page 2 - N/A
Page 3 - N/A
Page 4 - Section 3.5 hereof.
Page 5 - Section 7.1 hereof.
Page 6 - Section 5.6 hereof.
Page 7 - Section 4.1 hereof.
Page 8 - Section 3.5 hereof.
Page 9 - N/A
Page 10 - N/A
Page 11 - Section 2.3, anything in Section 3 to the contrary notwithstanding, no
Page 12 - N/A
Page 13 - Section 3.1 shall be absolute whether or not any accrued dividend by which such
Page 14 - N/A
Page 15 - Section 4.4 is deemed given pursuant to Section 8.2 if the Corporation shall
Page 16 - N/A
Page 17 - N/A
Page 18 - Section 3, the Corporation shall not be required to make any adjustment of
Page 19 - N/A
Page 20 - N/A
Page 21 - N/A
Page 22 - N/A
Page 23 - Section 4.1(b)(i), any part) of the outstanding shares of this Series. The
Page 24 - N/A
Page 25 - N/A
Page 26 - N/A
Page 27 - N/A
Page 28 - N/A
Page 29 - Section 5.5 is made, as the case may be, and the denominator of which is the
Page 30 - N/A
Page 31 - N/A
Page 32 - Section 6.3(b)) and any vacancy in respect of any such director shall be filled
Page 33 - Section 7.1, no such distribution shall be made on account of any shares of any
Page 34 - N/A
Subdocument 7 - EX-3.8 - CERTIFICATE OF DESIGNATION OF SERIES J
Page 1 - EXHIBIT 3.8
Page 2 - Section 3.1.
Page 3 - Section 3.5.
Page 4 - N/A
Page 5 - Section 3.5 or (ii) an amount in excess of 15% (or, if the time and date fixed
Page 6 - N/A
Page 7 - N/A
Page 8 - N/A
Page 9 - N/A
Page 10 - Section 3.6(f)) after such deposit of certificates for shares of this Series,
Page 11 - N/A
Page 12 - N/A
Page 13 - N/A
Page 14 - N/A
Page 15 - N/A
Page 16 - Section 3.6, the Corporation shall not be required to make any adjustment
Page 17 - N/A
Page 18 - N/A
Page 19 - Section 3; then, in each case, the Corporation shall cause to be filed with the
Page 20 - N/A
Page 21 - N/A
Page 22 - Section 3) shall cease (including any right to receive dividends otherwise
Page 23 - N/A
Page 24 - N/A
Page 25 - N/A
Page 26 - N/A
Page 27 - N/A
Page 28 - N/A
Page 29 - N/A
Page 30 - N/A
Subdocument 8 - EX-5.1 - OPINION OF MINTZ, LEVIN, COHN, FERRIS, GLOVSKY
Page 1 - EXHIBIT 5.1
Page 2 - N/A
Subdocument 9 - EX-8.1 - OPINION OF SIMPSON THACHER & BARLETT
Page 1 - EXHIBIT 8.1
Page 2 - N/A
Page 3 - Section 1221 of the Code, the holding period of the AOL Time Warner common stock
Subdocument 10 - EX-8.2 - OPINION OF CRAVATH, SWAINE & MOORE
Page 1 - EXHIBIT 8.2
Page 2 - N/A
Page 3 - N/A
Subdocument 11 - EX-23.2 - CONSENTS OF ERNST & YOUNG LLP
Page 1 - N/A
Page 2 - N/A
Subdocument 12 - EX-99.3 - FORM OF PROXY OF AMERICA ONLINE, INC.
Page 1 - EXHIBIT 99.3
Page 2 - N/A
Subdocument 13 - EX-99.4 - FORM OF COMMON STOCK PROXY OF TIME WARNER INC.
Page 1 - EXHIBIT 99.4
Page 2 - N/A
Subdocument 14 - EX-99.5 - FORM OF PREFERRED STOCK PROXY OF TIME WARNER INC.
Page 1 - EXHIBIT 99.5
Page 2 - N/A
Subdocument 15 - EX-99.6 - FORM OF VOTING INSTR. FOR PARTIC. IN BNFT. PLANS
Page 1 - EXHIBIT 99.6